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SOX109 – Complying With Sarbanes-Oxley Section 404

Course and Test – Closeout – 1 left $ 85.00
Additional Hard Copy Test $ 60.00
Additional Online Test $ 60.00


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SKU: SOX109. Category: .

CPE Credit Hours: 20

Field of Study: Audit

This course is a step-by-step approach for planning and performing an assessment of internal controls It is filled with specific guidance for small-business compliance to SEC and PCAOB requirements relating to Sarbanes-Oxley 404. Complying with Sarbanes-Oxley Section 404 provides you with specific guidance on working with auditors to achieve benefits and cost reductions. This practical guide helps you knowledgeably interpret and conform to Sarbanes-Oxley 404 compliance and features. It includes the following:

    • Clear, jargon-free coverage of the Sarbanes-Oxley Act and how it affects you

    • Links to current guidance online

    • Specific guidance to companies on how to work with auditors to achieve benefits and cost reductions

    • Coverage of IT and IT general controls

    • Examples and action plans providing blueprints for implementing requirements of the act

    • Easy-to-understand coverage of the requirements of the SEC and PCAOB

    • Discussion of the requirements for assessing internal control effectiveness

    • A look at how the new guidance will reduce your costs

    • In-depth explanations to help professionals understand how best to approach the internal control engagement

    • Practice aids, including forms, checklists, illustrations, diagrams, and tables

More Information

This is a self-study CPE course.
Program level: Basic
Prerequisites: None
Advanced Preparation: None Required
Minimum Final Examination Passing Grade: 70%
Maximum Time Allowed To Complete Program: One Year From Date Of Purchase